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Comprehensive preparation materials for all HKSI papers
Paper 1 Fundamentals of Securities and Futures Regulation
Paper 2 Regulation of Securities
Paper 3 Regulation of Derivatives
Paper 5 Regulation of Corporate Finance
Paper 6 Regulation of Asset Management
Paper 17 Regulation of Takeovers and Share Buy-backs
卷一+卷十六
Paper 8 Securities
Paper 18 Regulation of Providing Depositary Services
Paper 7 Financial Markets
Paper 9 Derivatives
Paper 10 Credit Rating Services
Paper 11 Corporate Finance
Paper 12 Asset Management
Paper 19 Depositary Services for Collective Investment Schemes
Paper 15 Sponsors (Principals)
Paper 16 Sponsors (Representatives)
Hear from finance professionals who passed with HKSIYES
Equity Analyst, Hong Kong
Wealth Manager, Singapore
Investment Advisor, London
Find answers to common questions about HKSIYES
The papers you need to take depend on your role and activities. Paper 1 is mandatory for all regulated activities. Additional papers are required based on specific activities such as advising, dealing, or corporate finance. Our advisors can help you determine the right papers for your career path.
Preparation time varies by paper and individual background. On average, candidates spend 40-60 hours preparing for each paper. Core papers (1-4) typically require 40-50 hours, while specialized papers may require 50-70 hours. We recommend starting preparation 6-8 weeks before your exam date.
Yes, our content team continuously monitors regulatory updates from the SFC and HKSI. All materials are updated quarterly, with immediate updates for significant regulatory changes. Subscribers receive notifications of important updates.
Yes, we offer significant discounts for corporate accounts and group enrollments. For teams of 5 or more, contact our corporate sales team for custom pricing. We also provide enterprise dashboards for tracking team progress and completion rates.
We offer a pass guarantee on all our courses. If you complete at least 90% of the course materials and practice exams but don't pass the actual exam, we'll provide free access until you pass. Certain conditions apply - see our terms for details.
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