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3271 Questions, Last Updated: January 21, 2026

Hot Papers

Comprehensive preparation materials for all HKSI papers

Core Course

卷一 基本證券及期貨規例

Paper 1 Fundamentals of Securities and Futures Regulation

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Core Course

卷二 證券規例

Paper 2 Regulation of Securities

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Core Course

卷三 衍生工具規例

Paper 3 Regulation of Derivatives

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Core Course

卷四 信貸評級服務規例

Paper 4 Regulation of Credit Rating Services

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Core Course

卷五 機構融資規例

Paper 5 Regulation of Corporate Finance

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Core Course

卷六 資產管理規例

Paper 6 Regulation of Asset Management

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Core Course

卷十七 公司收購及股份回購規例

Paper 17 Regulation of Takeovers and Share Buy-backs

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Core Course

卷一+卷十六

卷一+卷十六

$1
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Core Course

卷七 金融市場

Paper 7 Financial Markets

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Core Course

卷十八 存管服務規例

Paper 18 Regulation of Providing Depositary Services

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Core Course

卷八 證券

Paper 8 Securities

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Core Course

卷九 衍生工具

Paper 9 Derivatives

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Core Course

卷十 信貸評級服務

Paper 10 Credit Rating Services

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Core Course

卷十一 機構融資

Paper 11 Corporate Finance

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Core Course

卷十二 資產管理

Paper 12 Asset Management

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Core Course

卷十九 集體投資計劃存管服務

Paper 19 Depositary Services for Collective Investment Schemes

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Core Course

卷十五 保薦人(主要人員)

Paper 15 Sponsors (Principals)

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Core Course

卷十六 保薦人(代表)

Paper 16 Sponsors (Representatives)

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Equity Analyst, Hong Kong

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Wealth Manager, Singapore

"The Paper 9 materials were comprehensive and up-to-date with the latest regulations. The mobile access allowed me to study during my commute."

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Investment Advisor, London

"As an international candidate, I appreciated the clear English explanations and the structured approach to each paper. The practice questions were invaluable."

Frequently Asked Questions

Find answers to common questions about HKSIYES

Which HKSI papers do I need to take?

The papers you need to take depend on your role and activities. Paper 1 is mandatory for all regulated activities. Additional papers are required based on specific activities such as advising, dealing, or corporate finance. Our advisors can help you determine the right papers for your career path.

How long does it take to prepare for an HKSI paper?

Preparation time varies by paper and individual background. On average, candidates spend 40-60 hours preparing for each paper. Core papers (1-4) typically require 40-50 hours, while specialized papers may require 50-70 hours. We recommend starting preparation 6-8 weeks before your exam date.

Are your materials updated for regulatory changes?

Yes, our content team continuously monitors regulatory updates from the SFC and HKSI. All materials are updated quarterly, with immediate updates for significant regulatory changes. Subscribers receive notifications of important updates.

Do you offer corporate or group discounts?

Yes, we offer significant discounts for corporate accounts and group enrollments. For teams of 5 or more, contact our corporate sales team for custom pricing. We also provide enterprise dashboards for tracking team progress and completion rates.

What is your pass guarantee?

We offer a pass guarantee on all our courses. If you complete at least 90% of the course materials and practice exams but don't pass the actual exam, we'll provide free access until you pass. Certain conditions apply - see our terms for details.

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